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Enhancing your compliance monitoring and testing program

Jun 22, 2017
From Advisory Institute

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Enhancing your compliance monitoring and testing program
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From the Advice Worth Keeping podcast series
Guest Hosted by Amy Matsuo, U.S. Regulatory Risk Lead and Compliance Transformation Solution Lead, KPMG LLP Risk Consulting

 

In their quest to “do more with less” in today’s challenging economic climate, an increasing number of organizations are embarking on a journey to realize a more systematic, disciplined, sustainable, and agile approach to their regulatory compliance monitoring and testing programs.

In this podcast, Amy Matsuo, KPMG’s global lead for compliance transformation, and Todd Semanco, a KPMG regulatory risk partner and leader in regulatory automation and compliance services, sat down to discuss:

  • The importance of understanding the various, disparate testing activities, and if they should be should be brought together to support a common, enterprise-wide mandate or set of standards
  • The qualitative and quantitative risk factors that should be considered to help ensure proper, real-time coverage throughout the testing and monitoring program
  • The role digital labor, cognitive capabilities, and other types of automation play in managing all aspects of the compliance function. 

 

Duration: Approximately 6 minutes.  Activate the recording with the play button over the image.

 

Additional insight

Read the supporting interview with Todd Semanco on risk.net, The regulatory automation ecosystem: Reinventing monitoring and testing programs.

Visit our Compliance Transformation website for our latest thinking and most recent updates.

 

For more Advice Worth Keeping, view the full list of podcasts and visit the Reality Check blog.

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